Educational Demo Only — This proof of concept is for learning purposes and does not constitute legal advice.

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Art. 70Final

CASP Conflicts of Interest Disclosure Workflow


Description

Demonstrates Art. 70 requirement to identify, document, and disclose conflicts of interest to clients before providing services. Models five conflict types: proprietary trading, dual capacity, client vs client, employee incentive, and third-party inducement. Includes annual policy review tracking and client acknowledgment workflow.